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Financial Advisor
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201	SilverPepper Merger Arbitrage Fund A series of Investment Managers Series Trust Supplement dated April 13, 2015, to the Summary Prospectus dated November 3, 2014 and the Prospectus dated November 1, 2014 Sub-Advisor and Add to Reading List Source URL: www.silverpepperfunds.com Language: English - Date: 2015-04-19 21:10:51 Financial services Funds Institutional investors Collective investment schemes Hedge fund Commodity pool Hedge Arbitrage Futures contract Financial economics Investment Finance
202	Microsoft WordMI 529 Advisor Plan Privacy Policy Web Version Add to Reading List Source URL: www.mi529advisor.com Language: English - Date: 2015-01-08 14:19:26 Identity management Social issues Computing Financial adviser HTTP cookie Personally identifiable information P3P Information privacy Ethics Privacy Internet privacy
203	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 26, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-26 17:40:54 Financial economics Financial regulation Economics Finance Stock market Ameriprise Financial Security Securities Exchange Act Investment Advisor United States securities law 73rd United States Congress United States Securities and Exchange Commission
204	Microsoft Word - Bentsen-BPC-Remarksdocx Add to Reading List Source URL: www.sifma.org Language: English - Date: 2015-05-27 11:07:39 Law Financial adviser Fiduciary Investment Advisor Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Registered Investment Advisor Investment Policy Statement Finance Financial economics Business
205	APPENDIX A FORM ADV (Paper Version) • • Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:58:25 United States securities law Financial economics Financial accounting U.S. Securities and Exchange Commission Financial adviser Registered Investment Advisor Investment Advisor Form D Financial Industry Regulatory Authority SEC filings Finance Business
206	Press Release - Worldwide Financial Advisor Awards).DOC Add to Reading List Source URL: www.sglawyers.com Language: English - Date: 2015-03-24 09:33:40 Alternative investment management companies Economics Hedge fund Financial adviser Financial economics Investment Finance
207	APPENDIX B FORM ADV (Paper Version) • • Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-20 16:58:57 Business Investment United States securities law Investment Advisers Act Financial adviser Investment Advisor SEC filings U.S. Securities and Exchange Commission Investment Company Act 76th United States Congress Finance Financial economics
208	whatwouldyouliketogrow.com.au The Dodd Frank Act is the White House’s response to the 2008 global financial crisis and expands the remit of SEC oversight to include the assessment of systemic risk. The legislation is Add to Reading List Source URL: pwc.com.au Language: English - Date: 2015-02-15 23:32:55 Financial services 76th United States Congress Late-2000s financial crisis Hedge fund Financial adviser Investment Advisers Act Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisor Collective investment scheme Financial economics Investment Finance
209	Kevin J. Miller Senior Vice President General Counsel Kevin joined Securities America in 2000 and brings more than 23 years of legal and compliance experience to the company. As the general counsel, Kevin is responsible Add to Reading List Source URL: www.securitiesamerica.com Language: English - Date: 2014-07-24 12:14:56 Business Financial Industry Regulatory Authority Financial adviser Registered Investment Advisor Professional certification in finance Selling away World Group Securities United States securities law Financial economics Finance
210	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-21 19:45:43 Financial adviser Federal Reserve System Registered Investment Advisor Business Economics Financial services Investment Financial economics Finance

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